What to Look for in a Financial Advisor

Competent financial advisors do not have a particularThe second avenue of enquiry relates to payment for
look about them, even if they claim to have proof ofservices. This question is important as financial planners
their ability. To protect yourself, it is important to askcan bill hourly, work for retainer and some work on a
the kind of questions that will indicate whether thecommission basis. Each of these payment channels
potential advisor has the requisite level of skill to handleattract differing fee levels, and this information will
your financial affairs, or whether you should lookinfluence your choice of financial advisor. It pays to
elsewhere. The following simple questions will help youknow up front.
determine if the advisor under scrutiny can really helpAnother excellent gauge of success and ability is
with your financial affairs.testimonials, and in particular referrals. If the financial
The first enquiry you should make relates to education.planner you are considering cannot provide referrals
Competence and quality with advisors comes in theyou should be sceptical about any claims about past
form of a relevant tertiary education, professionalsuccess they may make. The opinions of previous
memberships of financial advisory groups, andclients are excellent indicators of the ability of a
certificates or further qualifications that show ongoingfinancial planner.
professional development. It is also important to enquireFinally, ask for a plan. Any financial advisor worth their
about length of experience in the financial industry, andfee will happily outline the scope of their services, tell
in particular how long the individual has been workingyou what information you need to provide them, and
as an advisor. This should be considered the first stepwork with you across all relevant areas to develop a
in your financial advisor selection process.plan for you to reach your financial goals.