Equity Income Funds - The Foundation of a Diversified Portfolio

2006 is another strong year for dividends. For the thirdgenerous dividends and increased them in order to
year in a row, a growing number of companies havemake their stocks appealing to investors.Our firm
either increased their dividends or begun payingcontinues to recommended equity income funds to
dividends. In addition, more investors are payingclients as core holdings in a diversified portfolio, as a
attention to the solid companies that are capable ofpart of their college savings plan or to produce reliable
paying dividends. That is a big change from thequarterly income in retirement. While these holdings
late-1990s, when investors by and large shunned yieldshave delivered above average returns for years, it is
and many companies refrained from paying them, soimportant to remember that it is not the objective of
that stock market yields in the U.S. plunged tothe funds to beat a stock market index such as the
unprecedented lows. History shows, though, that overS&P 500. (The S&P 500 consists of 500 stocks
longer periods of time dividends have always been anrepresenting major US industry sectors.)It is the
essential component of total return, regardless ofobjective of the funds to provide an attractive
which direction the market has headed. Between 1926long-term return by pursuing a conservative strategy
and 2004, dividends accounted for roughly 40% of thefocused on providing above-average current income
average annual return of the U.S. stockand growth of dividends over the years. Although the
market.Another impetus for the dividend resurgence,majority of assets have typically been held in U.S.
of course, has been the Jobs & Growth Tax Reliefbased companies, the funds have the flexibility to
Reconciliation Act of 2003, which lowered theinvest anywhere in the world. In the past, the U.S.
maximum tax rate on long-term capital gains andstocks provided some of the most reliable dividend
qualified dividends to 15%. With a more level playingincome in the world. Now, the U.S. is a relatively paltry
field between the taxation of capital gains andsource of dividend income, and superior yields and
dividends, companies can more clearly decide whatdividend growth come from companies based in
allocation of capital is best for shareholders over theEurope and Asia. Many of these equity income funds
long-term rather than what is more tax-efficient.Therefeature low expenses, experienced managers, limited
are relatively few individual securities that provide avolatility and steady long-term performance.(Review
high current yield and grow their dividends, so thethe prospectus before investing. Past performance is
challenge for portfolio managers is to build a portfoliono indication of future results.)Source: Triump of the
of companies that, as a whole, meet both criteria. ThatOptimists, 101 Years of Global Investment Returns,
requires in-depth, company-by-company, andDimson-Marsh-StauntonRafael O. Velez III is the
increasingly, global research. The search often beginsManaging Director and Registered Principal of Summit
on familiar terrain. Electric utilities, oil and gas companies,Financial Advisors, LLC, based in San Mateo, California.
real estate investment trusts and banks are classicAdditional resources and ideas are offered on their
examples of sectors that have traditionally paidWeb site, .