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Equity Income Funds - The Foundation of a Diversified Portfolio

2006 is another strong year for dividends.paid generous dividends and increased them in
For the third year in a row, a growing numberorder to make their stocks appealing to
of companies have either increased theirinvestors.Our firm continues to recommended
dividends or begun paying dividends. Inequity income funds to clients as core
addition, more investors are paying attentionholdings in a diversified portfolio, as a
to the solid companies that are capable ofpart of their college savings plan or to
paying dividends. That is a big change fromproduce reliable quarterly income in
the late-1990s, when investors by and largeretirement. While these holdings have
shunned yields and many companies refraineddelivered above average returns for years, it
from paying them, so that stock market yieldsis important to remember that it is not the
in the U.S. plunged to unprecedented lows.objective of the funds to beat a stock market
History shows, though, that over longerindex such as the S&P 500. (The S&P 500
periods of time dividends have always been anconsists of 500 stocks representing major US
essential component of total return,industry sectors.)It is the objective of the
regardless of which direction the market hasfunds to provide an attractive long-term
headed. Between 1926 and 2004, dividendsreturn by pursuing a conservative strategy
accounted for roughly 40% of the averagefocused on providing above-average current
annual return of the U.S. stockincome and growth of dividends over the
market.Another impetus for the dividendyears. Although the majority of assets have
resurgence, of course, has been the Jobs &typically been held in U.S. based companies,
Growth Tax Relief Reconciliation Act of 2003,the funds have the flexibility to invest
which lowered the maximum tax rate onanywhere in the world. In the past, the U.S.
long-term capital gains and qualifiedstocks provided some of the most reliable
dividends to 15%. With a more level playingdividend income in the world. Now, the U.S.
field between the taxation of capital gainsis a relatively paltry source of dividend
and dividends, companies can more clearlyincome, and superior yields and dividend
decide what allocation of capital is best forgrowth come from companies based in Europe
shareholders over the long-term rather thanand Asia. Many of these equity income funds
what is more tax-efficient.There arefeature low expenses, experienced managers,
relatively few individual securities thatlimited volatility and steady long-term
provide a high current yield and grow theirperformance.(Review the prospectus before
dividends, so the challenge for portfolioinvesting. Past performance is no indication
managers is to build a portfolio of companiesof future results.)Source: Triump of the
that, as a whole, meet both criteria. ThatOptimists, 101 Years of Global Investment
requires in-depth, company-by-company, andReturns, Dimson-Marsh-StauntonRafael O. Velez
increasingly, global research. The searchIII is the Managing Director and Registered
often begins on familiar terrain. ElectricPrincipal of Summit Financial Advisors, LLC,
utilities, oil and gas companies, real estatebased in San Mateo, California. Additional
investment trusts and banks are classicresources and ideas are offered on their Web
examples of sectors that have traditionallysite, .



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